belfasttelegraph Tuesday, 23 December, 2014

Securities and Exchange Commission

Securities and Exchange Commission

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  1. The Phoenix Cos. gave its chief financial officer an $87,500 cash bonus for filing quarterly financial reports with the U.S. Securities and Exchange Commission in a timely manner ... FULL ARTICLE AT The Hartford Courant

  2. Moda issues $50M in debt

    Moda Health has raised $50 million in debt, according to a filing with the U.S. Securities and Exchange Commission. The filing provides no details on how the money will ... FULL ARTICLE AT Business Journal of the Greater Triad Area

  1. Moda issues $50M in debt

    Moda Health has raised $50 million in debt, according to a filing with the U.S. Securities and Exchange Commission. The filing provides no details on how the money will ... FULL ARTICLE AT Business Journal of Portland

  2. Squared will pay $35 million and admit wrongdoing to settle federal regulators' charges of defrauding investors with false advertising claims about financial performance. The Securities and Exchange Commission announced the ... FULL ARTICLE AT Topix

  3. Nashville Superspeedway sale delayed for third time

    The sale of Nashville Superspeedway has been pushed back once again. For the third time, the deadline to close the $45.8 million deal between track owner Dover Motorsports Inc ... FULL ARTICLE AT Nashville Business Journal

  1. NEW YORK (TheStreet) -- Talk about killing the buzz. Top regulators at the Securities and Exchange Commission were just catching their breath from a victory lap over their 2014 enforcement record ... FULL ARTICLE AT The Street

  2. ESB Financial executives to get golden parachutes after WesBanco merger

    The $324 million merger between WesBanco Inc. and ESB Financial Corp. announced Oct. 30 is one of the area's biggest banking business stories of the year. But what if ... FULL ARTICLE AT Denver Business Journal

  3. The Securities and Exchange Commission says the returns used in the firm’s marketing effort of a new strategy were hypothetical and inflated, in some cases by 350 percent. FULL ARTICLE AT DealBook

  4. Texas Issuers Among MCDC Filers

    Muni bond issuers in Texas posted updated disclosures to correct previous omissions under the Securities and Exchange Commission's MCDC initiative. FULL ARTICLE AT The Bond Buyer

About this topic

Wikipedia

The U.S. Securities and Exchange Commission (commonly known as the SEC) is an independent agency of the United States government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was created by section 4 of the Securities Exchange Act of 1934... Full Article At Wikipedia.org

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